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Exempt market dealer
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111	Microsoft Word[removed]Northwest Exemption.doc Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-11-06 18:03:38 Stock market United States Securities and Exchange Commission United States securities law Securities Exempt market dealer Securities Act Prospectus Security Accredited investor Financial economics Finance Investment
112	IN THE MATTER OF THE SECURITIES ACT, S.N.W.T. 2008, c. 10, AS AMENDED - and Exemption for Representatives of Scholarship Plan Dealers from Section 3.3 of National Instrument[removed]Registration Requirements and Exemption Add to Reading List Source URL: www.justice.gov.nt.ca Language: English - Date: 2013-09-18 17:03:25 Investment 73rd United States Congress New Deal Securities Act Financial regulation Finance Exempt market dealer United States securities law United States Securities and Exchange Commission Financial economics
113	Government of Newfoundland and Labrador Department of Government Services Financial Services Regulation Division BLANKET ORDER NUMBER 59 Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2011-01-11 08:59:23 Collective investment schemes Finance Exempt market dealer Institutional investors Regulatory compliance Mutual fund Chief compliance officer Financial economics Investment Financial services
114	Blanket Ruling No. 9 IN THE MATTER OF THE SECURITIES ACT, 1990 S.N. 1990, CHAPTER 48 ("the Act") and IN THE MATTER OF SUBSECTION[removed]OF THE ACT Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2010-02-04 09:49:23 New Deal Securities Act Financial regulation Financial economics Finance SEC filings Exempt market dealer Securities and Exchange Board of India Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
115	Blanket Order No. 49 SECURITIES COMMISSION OF NEWFOUNDLAND AND LABRADOR DEPARTMENT OF GOVERNMENT SERVICES AND LANDS GOVERNMENT OF NEWFOUNDLAND AND LABRADOR IN THE MATTER OF Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2010-02-04 09:50:08 New Deal Securities Act Financial economics Financial regulation Finance Exempt market dealer United States Securities and Exchange Commission 73rd United States Congress United States securities law
116	IN THE MATTER OF THE SECURITIES ACT, S.N.W.T. 2008, c. 10, AS AMENDED - and Exemption for Chief Compliance Officers of Portfolio Managers Adding a Category from Sections 3.6, 3.10 and 3.14 of National Instrument[removed]R Add to Reading List Source URL: www.justice.gov.nt.ca Language: English - Date: 2013-09-18 17:03:43 Collective investment schemes Finance Institutional investors Exempt market dealer Regulatory compliance Mutual fund Chief compliance officer Financial economics Investment Financial services
117	Government of Newfoundland and Labrador Department of Government Services Financial Services Regulation Division BLANKET ORDER NUMBER 60 Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2011-01-11 08:59:23 Exempt market dealer Collective investment schemes Financial services Mutual fund Regulation D Canadian Investment Manager Financial economics Investment Finance
118	Microsoft Word - CSA Notice-FINAL version for publication.docx Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-11-06 18:03:40 Canadian law Canadian securities regulation Tel Aviv Stock Exchange Finance Business SEC filings Exempt market dealer Regulation S-K Financial economics Investment United States securities law
119	Microsoft Word - General Exemption Order[removed]doc Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-11-06 18:03:39 United States securities law 73rd United States Congress New Deal Securities Act Finance Financial regulation Exempt market dealer Accredited investor Financial economics Investment United States Securities and Exchange Commission
120	IN THE MATTER OF THE YUKON BUSINESS CORPORATIONS ACT R.S.Y., 2002, Chapter 20, as amended AND IN THE MATTER OF GOLD RESERVE INC. (the "CORPORATION") SUPERINDENDENT’S ORDER 2014/10_ YBCA_ Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-11-06 18:01:32 Business law Corporation Corporations law Private law Investment Exempt market dealer Types of business entity Business Law

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